Consumer Duty
Our dedicated compliance team ensure our Appointed Representatives have all the tools they need to comply with the Consumer Duty principles, setting higher and clearer standards of consumer protection across financial services. Our network membership give you access to our Consumer Duty Hub with all the latest guidance and resources.
Peace of mind
Compliance is undeniably a huge consideration when doing business. That is why our compliance team are experts at ensuring we proactively approach changes to regulation.
You can look after your clients while our compliance team keep an eye on the bigger picture. Our dedicated team work behind the scenes to ensure our Appointed Representatives have a clear understanding of developments and regulation, giving you the time to fully engage with your clients and provide them the same expert advice.
A full professional service
By becoming an Appointed Representative of Mortgage Intelligence, we will take full regulatory responsibility for all your mortgage, protection and general insurance business. We want you to enjoy the freedom of running your business, with the peace of mind that we are looking after your compliance needs.
As an Appointed Representative of our mortgage network you will receive:
- FCA authorisation as an Appointed Representative
- Professional Indemnity Insurance
- Comprehensive Resource Hub to help you meet FCA requirements
- Enhanced point of sale system from the Key
- Fast turnaround of promotional materials
- Regular compliance bulletins to keep you up-to-date
- Face-to-face and office-based compliance support and guidance
- User-friendly compliance documentation
- Complaints handling
“We’re driven by our commitment to provide the very best service and support to our Appointed Representative members, with a solid and secure financial foundation combined with our extensive industry expertise.“
Stephen Adams
Head of Compliance
